Financial Markets and Services

BBA · Semester 5 — Money and capital markets, SEBI, stock exchanges, mutual funds, leasing, factoring and venture capital.

6 MonthsDuration 1Subject 5Chapters OnlineTests & result

Your roadmap · आपका रोडमैप

  1. 1
    Admission & first meetingप्रवेश और पहली मुलाकात

    Enquire at your nearest NDSS centre, meet the teacher, fix the batch time and get your study material.

  2. 2
    Part 1 of the syllabusपाठ्यक्रम भाग 1

    Unit-wise coaching with notes and doubt classes.

    Unit 1: Financial System and Money MarketUnit 2: Capital MarketUnit 3: SEBI and Investor Protection
  3. 3
    Part 2 of the syllabusपाठ्यक्रम भाग 2

    Unit-wise coaching with notes and doubt classes.

    Unit 4: Mutual FundsUnit 5: Financial Services
  4. 4
    Unit tests & assignmentsयूनिट टेस्ट

    Regular tests in the university / board pattern.

  5. 5
    Semester 5 exam (university / board)विश्वविद्यालय / बोर्ड परीक्षा

    Previous papers and full revision before the exam.

  6. 6
    Online tests & resultऑनलाइन टेस्ट और रिज़ल्ट

    Take the tests online; your marks and result show in your student login and at the centre.

Syllabus · पाठ्यक्रम

1 subject · 5 chapters · 23 topics

01Unit 1: Financial System and Money Market 4 topics
  1. Components of the Indian financial system
  2. Financial institutions and intermediaries
  3. Money market: call money, treasury bills, commercial paper, certificates of deposit
  4. Role of RBI in the money market
02Unit 2: Capital Market 5 topics
  1. Primary market: IPO, FPO, rights issue, book building
  2. Secondary market: stock exchanges (BSE, NSE)
  3. Stock indices: Sensex and Nifty
  4. Trading, clearing and settlement (T+1)
  5. Depositories: NSDL and CDSL
03Unit 3: SEBI and Investor Protection 4 topics
  1. SEBI: establishment, objectives and powers
  2. Regulation of intermediaries
  3. Insider trading
  4. Investor grievance redressal (SCORES)
04Unit 4: Mutual Funds 5 topics
  1. Concept and structure of mutual funds
  2. Types of schemes: open-ended, close-ended, equity, debt, index, ETF
  3. NAV, entry and exit load
  4. SIP and investor services
  5. AMFI and SEBI regulations
05Unit 5: Financial Services 5 topics
  1. Leasing and hire purchase
  2. Factoring and forfaiting
  3. Venture capital
  4. Credit rating agencies
  5. Merchant banking and insurance services

About this course

You will be able to

  • Explain the structure of the Indian financial system and money market instruments
  • Describe the working of primary and secondary capital markets in India
  • Explain the role and powers of SEBI in investor protection
  • Explain mutual funds, NAV and SIP investing
  • Describe financial services: leasing, hire purchase, factoring, venture capital, credit rating and merchant banking

Who it is for

  • BBA students of Semester 5 in UP state universities and affiliated colleges (Lucknow University pattern)
  • Students interested in banking, broking, mutual fund or NISM certification careers

What you need

  • Financial Management (Semester 4)
Online tests & result Practice and unit tests online; marks and result show in your student login and at the centre. Student login →

Questions

Which syllabus does the course follow?

The common UP state university BBA syllabus for Financial Markets and Services (Semester 5, Lucknow University pattern). The centre follows the student's own university syllabus (Lucknow University, MGKVP, VBSPU, CSJMU or any other) where it differs.

How are classes conducted?

Unit-wise lectures with examples from Indian business, short notes, numerical practice where needed and MCQ tests.

Will I learn to invest?

The course explains how markets and mutual funds work; it is educational and does not give stock tips or investment advice.

Are previous year questions covered?

Yes, previous university questions are solved unit-wise before the semester examination.

Download the syllabus (PDF)

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